SEC Whistleblower Program
Report Securities Fraud.
Collect 10–30% of Sanctions.
The SEC pays financial rewards to individuals who voluntarily provide original, timely, and credible information about federal securities law violations. Awards range from 10% to 30% of monetary sanctions exceeding $1 million.
$2.2B+
Awards paid since 2012
30%
Maximum award percentage
100%
Confidential process
Attorney-Client Privilege
No Fees Unless You Win
Anonymous Filing Available
SEC-Authorized Process
How the SEC Whistleblower Program Works
From Report to Reward — A Clear Path
The SEC has created a structured process that protects whistleblowers at every stage. Here’s what to expect.
01
Confidential Consultation
We evaluate your information under attorney-client privilege. No cost, no obligation, no risk to your identity.
02
Prepare & File with the SEC
We prepare your submission on SEC Form TCR, organize supporting evidence, and file on your behalf — anonymously if you choose.
03
SEC Investigation
The SEC investigates independently. You may be asked to provide additional information. Your counsel manages all communication.
04
Collect Your Award
If the SEC recovers over $1M in sanctions, you receive 10–30% of the amount collected. Awards are paid directly by the SEC.
Are You Eligible?
Key Criteria for an SEC Whistleblower Award
Not every tip qualifies, but many people underestimate what they know. If you have direct knowledge of a securities law violation, you may be entitled to a significant financial award
- Original information not already known to the SEC
- Voluntary submission (not in response to a subpoena)
- Leads to a successful enforcement action
- Sanctions exceed $1 million
- Information about violations of federal securities laws
Types of Violations We Handle
- Market manipulation & insider trading
- Ponzi schemes & investment fraud
- Foreign bribery (FCPA violations)
- Accounting fraud & financial misreporting
- Offering fraud & unregistered securities
- Municipal securities violations
- Crypto and digital asset fraud
- Retaliation against whistleblowers
Compare Whistleblower Programs
Federal Whistleblower Award Programs at a Glance
The SEC program is one of several federal whistleblower award programs. If your information spans multiple agencies, counsel can help you file with each.
| SEC Program | IRS Program | CFTC Program | |
|---|---|---|---|
| Award Range | 10–30% | 15–30% | 10–30% |
| Minimum Sanctions | $1 million | $2 million (taxes/penalties) | $1 million |
| Anonymous Filing | Yes, through counsel | Yes, through counsel | Yes, through counsel |
| Anti-Retaliation | Strong federal protections | Limited protections | Strong federal protections |
| Statute of Limitations | 120 days from Final Order | No fixed deadline | 90 days from Final Order |
| Filing Form | SEC Form TCR | IRS Form 211 | CFTC Form TCR |
Why Clients Choose Us
Experienced Counsel for High-Stakes Whistleblower Claims
Whistleblower representation requires deep knowledge of enforcement priorities, SEC procedures, and how to present information that leads to action.
SEC Enforcement Experience
Our attorneys have direct experience with SEC enforcement matters and understand what makes a submission compelling to the Office of the Whistleblower.
Confidentiality First
Every communication is protected by attorney-client privilege. We use secure, encrypted channels and never contact your employer without your explicit permission.
No Fee Unless You Win
We work on contingency — our fee comes from a percentage of your award, not from your pocket. If there’s no award, you pay nothing.
Multi-Agency Filings
When your information crosses agency boundaries — SEC, CFTC, DOJ, IRS — we coordinate filings to maximize your protection and potential recovery.
Anti-Retaliation Protection
Federal law prohibits retaliation against SEC whistleblowers. If your employer takes adverse action, you have a right to reinstatement and double back pay.
Track Record
We’ve helped clients recover significant awards through the SEC program. Our submission methodology is built on understanding what triggers investigations.
Whistleblower News
SEC Enforcement Updates & Analysis
Supreme Court Upholds Dodd-Frank Anti-Retaliation Protections for Internal Reporters
In a landmark decision, the Court confirmed that whistleblowers who report internally before filing with the SEC are entitled to...
New Record: SEC Whistleblower Program Surpasses $2 Billion in Total Awards
The SEC whistleblower program has now distributed more than $2 billion in awards since its inception in 2012, reflecting the...
SEC Issues Two Whistleblower Awards Totaling $14 Million
The SEC announced awards to two whistleblowers whose original information led to successful enforcement actions against a financial services firm.
Follow SEC Whistleblower
Stay Informed on Enforcement Actions & Awards
Get the latest SEC whistleblower news, award orders, and program developments
Think You Have a Case?
Our attorneys will evaluate your information in a confidential consultation at no cost.